Unclaimed Profile

Scott Richard Montgomery

PROVENANCE WEALTH ADVISORS, LLC·FORT LAUDERDALE, Florida

SIE, Series 6, Series 7, Series 22, Series 24, Series 62, Series 63, Series 65ChFCClean record28 years registeredPROVENANCE WEALTH ADVISORS, LLC

200 EAST LAS OLAS BOULEVARD, FORT LAUDERDALE, FL 33301CRD# 1707242Firm CRD# 126529

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Richard Montgomery · FORT LAUDERDALE, FL

Registration

CRD #1707242 · PROVENANCE WEALTH ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

PROVENANCE WEALTH ADVISORS

May 2003 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 2013 – Aug 2023

FORT LAUDERDALE, FL

WALNUT STREET SECURITIES, INC.

Aug 2003 – Sep 2013

FORT LAUDERDALE, FL

NATHAN & LEWIS SECURITIES, INC.

Sep 2002 – Aug 2003

FT. LAUDERDALE, FL

LINCOLN FINANCIAL ADVISORS CORPORATION

Jun 1998 – Jul 2002

DEERFIELD BEACH, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 62

Series 63

Series 65

Registration record

First registered · June 1, 1998

Years registered · 28

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVENANCE WEALTH ADVISORS, LLC

CRD 126529 · SEC 801-113505

AUM

$2.6B

Regulatory assets under management

Employees

2,046 client accounts

Services offered by PROVENANCE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROVENANCE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Richard Montgomery offer?

Scott Richard Montgomery specializes in Financial Planning, Investment Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.

What are Scott Richard Montgomery's credentials?

Scott Richard Montgomery holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Scott Richard Montgomery located?

Scott Richard Montgomery is based in FORT LAUDERDALE, Florida, working with PROVENANCE WEALTH ADVISORS, LLC. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.

How does Scott Richard Montgomery charge for services?

Scott Richard Montgomery's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVENANCE WEALTH ADVISORS, LLC?

PROVENANCE WEALTH ADVISORS, LLC has approximately 50 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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