Unclaimed Profile

Richard Alan Berkowitz

PROVENANCE WEALTH ADVISORS, LLC·FORT LAUDERDALE, Florida

Series 6, Series 65Clean record25 years registeredPROVENANCE WEALTH ADVISORS, LLC

200 EAST LAS OLAS BOULEVARD, FORT LAUDERDALE, FL 33301CRD# 4433634Firm CRD# 126529

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Alan Berkowitz · FORT LAUDERDALE, FL

Registration

CRD #4433634 · PROVENANCE WEALTH ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROVENANCE WEALTH ADVISORS, LLC

PROVENANCE WEALTH ADVISORS

Apr 2001 – Mar 2018

FORT LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

Series 6

Series 65

Registration record

First registered · April 2, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVENANCE WEALTH ADVISORS, LLC

CRD 126529 · SEC 801-113505

AUM

$2.6B

Regulatory assets under management

Employees

2,046 client accounts

Services offered by PROVENANCE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROVENANCE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Alan Berkowitz offer?

Richard Alan Berkowitz specializes in Financial Planning, Investment Management.

What are Richard Alan Berkowitz's credentials?

Richard Alan Berkowitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Alan Berkowitz located?

Richard Alan Berkowitz is based in FORT LAUDERDALE, Florida, last registered with PROVENANCE WEALTH ADVISORS, LLC.

How does Richard Alan Berkowitz charge for services?

Richard Alan Berkowitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVENANCE WEALTH ADVISORS, LLC?

PROVENANCE WEALTH ADVISORS, LLC has approximately 50 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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