Unclaimed Profile
Roy Perez
Coastal Wealth·FORT LAUDERDALE, Florida
SIE, Series 7, Series 24, Series 66Clean record16 years registeredCoastal Wealth
CRD# 4707563Firm CRD# 10409
01
Career History
Sep 2012 – present
Aug 2012 – present
02
Registrations & Exams
FINRA examinations passed
SIESeries 7Series 24Series 66
Registration record
First registered · August 18, 2009
Years registered · 16
03
Disclosure History
Clean record · no disclosure events on file
Source: SEC IAPD. Verify on FINRA BrokerCheck →
04
Firm Overview
Coastal Wealth
Affiliated with MassMutual
Services offered by MML INVESTORS SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction
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05
Frequently Asked Questions
What services does Roy Perez offer?
Roy Perez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.
What are Roy Perez's credentials?
Roy Perez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roy Perez located?
Roy Perez is based in FORT LAUDERDALE, Florida, working with Coastal Wealth. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.
How does Roy Perez charge for services?
Roy Perez's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is Coastal Wealth?
Coastal Wealth has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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