Unclaimed Profile

Thomas Joseph Scanlan

PROVENANCE WEALTH ADVISORS, LLC·FORT LAUDERDALE, Florida

SIE, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record15 years registeredPROVENANCE WEALTH ADVISORS, LLC

200 EAST LAS OLAS BOULEVARD, FORT LAUDERDALE, FL 33301CRD# 3182780Firm CRD# 126529

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Scanlan · FORT LAUDERDALE, FL

Registration

CRD #3182780 · PROVENANCE WEALTH ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

PROVENANCE WEALTH ADVISORS

Jul 2018 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 2015 – Aug 2023

FORT LAUDERDALE, FL

INVESTACORP ADVISORY SERVICES INC

Mar 2014 – Aug 2015

MIAMI, FL

EAGLE STRATEGIES LLC

May 2011 – Jan 2014

SUNRISE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · May 23, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVENANCE WEALTH ADVISORS, LLC

CRD 126529 · SEC 801-113505

AUM

$2.6B

Regulatory assets under management

Employees

2,046 client accounts

Services offered by PROVENANCE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROVENANCE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Joseph Scanlan offer?

Thomas Joseph Scanlan specializes in Financial Planning, Investment Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.

What are Thomas Joseph Scanlan's credentials?

Thomas Joseph Scanlan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Joseph Scanlan located?

Thomas Joseph Scanlan is based in FORT LAUDERDALE, Florida, working with PROVENANCE WEALTH ADVISORS, LLC. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.

How does Thomas Joseph Scanlan charge for services?

Thomas Joseph Scanlan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVENANCE WEALTH ADVISORS, LLC?

PROVENANCE WEALTH ADVISORS, LLC has approximately 50 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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