Unclaimed Profile

Todd Anthony Moll

PROVENANCE WEALTH ADVISORS, LLC·FORT LAUDERDALE, Florida

SIE, Series 4, Series 6, Series 6TO, Series 7, Series 24, Series 51, Series 66CFPClean record25 years registeredPROVENANCE WEALTH ADVISORS, LLC

200 EAST LAS OLAS BOULEVARD, FORT LAUDERDALE, FL 33301CRD# 2134560Firm CRD# 126529

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Anthony Moll · FORT LAUDERDALE, FL

Registration

CRD #2134560 · PROVENANCE WEALTH ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

PROVENANCE WEALTH ADVISORS

May 2003 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 2013 – Aug 2023

FORT LAUDERDALE, FL

WALNUT STREET SECURITIES, INC.

Aug 2003 – Sep 2013

FORT LAUDERDALE, FL

NATHAN & LEWIS SECURITIES, INC.

Jan 2001 – Aug 2003

FT LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 6TO

Series 7

Series 24

Series 51

Series 66

Registration record

First registered · January 17, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVENANCE WEALTH ADVISORS, LLC

CRD 126529 · SEC 801-113505

AUM

$2.6B

Regulatory assets under management

Employees

2,046 client accounts

Services offered by PROVENANCE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROVENANCE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Todd Anthony Moll offer?

Todd Anthony Moll specializes in Financial Planning, Investment Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.

What are Todd Anthony Moll's credentials?

Todd Anthony Moll holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Todd Anthony Moll located?

Todd Anthony Moll is based in FORT LAUDERDALE, Florida, working with PROVENANCE WEALTH ADVISORS, LLC. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.

How does Todd Anthony Moll charge for services?

Todd Anthony Moll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVENANCE WEALTH ADVISORS, LLC?

PROVENANCE WEALTH ADVISORS, LLC has approximately 50 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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