Unclaimed Profile

Stephen Wayne Edwards

AIS CAPITAL MANAGEMENT L.P.·WILTON, Connecticut

SIE, Series 3, Series 7, Series 34, Series 66Clean record17 years registeredAIS CAPITAL MANAGEMENT L.P.

187 DANBURY RD, WILTON, CT 06897-0806CRD# 5637536Firm CRD# 107971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Wayne Edwards · WILTON, CT

Registration

CRD #5637536 · AIS CAPITAL MANAGEMENT L.P. · 17 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Jan 2016 – present

MORGAN STANLEY

Nov 2015 – present

AIS CAPITAL MANAGEMENT L.P.

Oct 2013 – Dec 2015

WILTON, CT

FRONTERA MANAGEMENT, LLC

Feb 2009 – Dec 2013

NORWALK, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 34

Series 66

Registration record

First registered · February 27, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AIS CAPITAL MANAGEMENT L.P.

CRD 107971 · SEC 801-43295

AUM

$168M

Regulatory assets under management

Employees

54 client accounts

Services offered by AIS CAPITAL MANAGEMENT L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at AIS CAPITAL MANAGEMENT L.P. →

Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WILTON?

Browse all registered financial advisors in WILTON, Connecticut or claim this profile if it's yours.

Browse WILTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stephen Wayne Edwards offer?

Stephen Wayne Edwards specializes in Investment Management, Retirement Planning. Contact their office in WILTON, Connecticut for a consultation.

What are Stephen Wayne Edwards's credentials?

Stephen Wayne Edwards is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Wayne Edwards located?

Stephen Wayne Edwards is based in WILTON, Connecticut, working with AIS CAPITAL MANAGEMENT L.P.. Their office serves clients in the WILTON metropolitan area and surrounding communities.

How does Stephen Wayne Edwards charge for services?

Stephen Wayne Edwards's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AIS CAPITAL MANAGEMENT L.P.?

AIS CAPITAL MANAGEMENT L.P. has approximately 3 employees and manages $168M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →