Unclaimed Profile

Hui John Zhang

AIS CAPITAL MANAGEMENT L.P.·WILTON, Connecticut

SIE, Series 3, Series 7, Series 34, Series 55, Series 63, Series 66, Series 79TOClean record22 years registeredAIS CAPITAL MANAGEMENT L.P.

187 DANBURY RD, WILTON, CT 06897-0806CRD# 2497620Firm CRD# 107971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Hui John Zhang · WILTON, CT

Registration

CRD #2497620 · AIS CAPITAL MANAGEMENT L.P. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AIS CAPITAL MANAGEMENT L.P.

AIS CAPITAL MANAGEMENT L.P.

Oct 2013 – Nov 2015

WILTON, CT

FRONTERA MANAGEMENT, LLC

Feb 2009 – Dec 2013

NORWALK, CT

BANC OF AMERICA INVESTMENT SERVICES, INC.

Mar 2008 – Aug 2008

NEW YORK, NY

CITICORP INVESTMENT SERVICES

Aug 2004 – Apr 2005

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 34

Series 55

Series 63

Series 66

Series 79TO

Registration record

First registered · August 5, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AIS CAPITAL MANAGEMENT L.P.

CRD 107971 · SEC 801-43295

AUM

$168M

Regulatory assets under management

Employees

54 client accounts

Services offered by AIS CAPITAL MANAGEMENT L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at AIS CAPITAL MANAGEMENT L.P. →

Introduction

Speak with Hui

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Hui is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WILTON?

Browse all registered financial advisors in WILTON, Connecticut or claim this profile if it's yours.

Browse WILTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Hui John Zhang offer?

Hui John Zhang specializes in Investment Management, Retirement Planning.

What are Hui John Zhang's credentials?

Hui John Zhang is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Hui John Zhang located?

Hui John Zhang is based in WILTON, Connecticut, last registered with AIS CAPITAL MANAGEMENT L.P..

How does Hui John Zhang charge for services?

Hui John Zhang's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AIS CAPITAL MANAGEMENT L.P.?

AIS CAPITAL MANAGEMENT L.P. has approximately 3 employees and manages $168M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →