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John Robert Hummel

AIS CAPITAL MANAGEMENT L.P.·WILTON, Connecticut
Series 3, Series 18, Series 24, Series 63, Series 65Clean record33 years registeredAIS CAPITAL MANAGEMENT L.P.
187 DANBURY RD, WILTON, CT 06897-0806CRD# 823557Firm CRD# 107971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Robert Hummel · WILTON, CT
Registration
CRD #823557 · AIS CAPITAL MANAGEMENT L.P. · 33 years registered
Brand Profile
Not yet started
01

Career History

AIS CAPITAL MANAGEMENT L.P.
Jun 1993 – present
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 18
Series 24
Series 63
Series 65
Registration record
First registered · June 8, 1993
Years registered · 33
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AIS CAPITAL MANAGEMENT L.P.
CRD 107971 · SEC 801-43295
AUM
$168M
Regulatory assets under management
Employees
3
54 client accounts
Services offered by AIS CAPITAL MANAGEMENT L.P.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at AIS CAPITAL MANAGEMENT L.P. →
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05

Frequently Asked Questions

What services does John Robert Hummel offer?
John Robert Hummel specializes in Investment Management, Retirement Planning. Contact their office in WILTON, Connecticut for a consultation.
What are John Robert Hummel's credentials?
John Robert Hummel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Robert Hummel located?
John Robert Hummel is based in WILTON, Connecticut, working with AIS CAPITAL MANAGEMENT L.P.. Their office serves clients in the WILTON metropolitan area and surrounding communities.
How does John Robert Hummel charge for services?
John Robert Hummel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AIS CAPITAL MANAGEMENT L.P.?
AIS CAPITAL MANAGEMENT L.P. has approximately 3 employees and manages $168M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Hui John Zhang
WILTON, CT
Bradley Charles Stern
WILTON, CT
Stephen Wayne Edwards
WILTON, CT

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