Unclaimed Profile

David Jay Ceponis

CEPONIS, DAVID, JAY·WILTON, Connecticut

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 66Clean record6 years registeredCEPONIS, DAVID, JAY

195 DANBURY ROAD, WILTON, CT 06897CRD# 1622443Firm CRD# 115390

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Jay Ceponis · WILTON, CT

Registration

CRD #1622443 · CEPONIS, DAVID, JAY · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CEPONIS, DAVID, JAY

CEPONIS FINANCIAL GROUP

Feb 2020 – Dec 2020

RIDGEFIELD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 66

Registration record

First registered · February 20, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CEPONIS, DAVID, JAY

CRD 115390 · SEC 801-66152

AUM

$56M

Regulatory assets under management

Employees

212 client accounts

Services offered by CEPONIS, DAVID, JAY

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CEPONIS, DAVID, JAY →

Introduction

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Frequently Asked Questions

What services does David Jay Ceponis offer?

David Jay Ceponis specializes in Financial Planning, Investment Management.

What are David Jay Ceponis's credentials?

David Jay Ceponis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Jay Ceponis located?

David Jay Ceponis is based in WILTON, Connecticut, last registered with CEPONIS, DAVID, JAY.

How does David Jay Ceponis charge for services?

David Jay Ceponis's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CEPONIS, DAVID, JAY?

CEPONIS, DAVID, JAY has approximately 1 employees and manages $56M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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