Unclaimed Profile

Craig Dan Jensen

ROUND ROCK ADVISORS LLC·WILTON, Connecticut

Series 65Clean record11 years registeredROUND ROCK ADVISORS LLC

187 DANBURY ROAD, WILTON, CT 06897CRD# 5766588Firm CRD# 286007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig Dan Jensen · WILTON, CT

Registration

CRD #5766588 · ROUND ROCK ADVISORS LLC · 11 years registered

Brand Profile

Not yet started

Career History

ROUND ROCK ADVISORS LLC

Jan 2020 – present

ALTIUM WEALTH MANAGEMENT LLC

May 2017 – Oct 2020

PURCHASE, NY

ARMSTRONG SHAW ASSOCIATES INC.

Jul 2015 – Mar 2017

NEW CANAAN, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 6, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROUND ROCK ADVISORS LLC

CRD 286007 · SEC 801-108989

AUM

$673M

Regulatory assets under management

Employees

1,816 client accounts

Services offered by ROUND ROCK ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROUND ROCK ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Craig Dan Jensen offer?

Craig Dan Jensen specializes in Financial Planning, Investment Management. Contact their office in WILTON, Connecticut for a consultation.

What are Craig Dan Jensen's credentials?

Craig Dan Jensen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Craig Dan Jensen located?

Craig Dan Jensen is based in WILTON, Connecticut, working with ROUND ROCK ADVISORS LLC. Their office serves clients in the WILTON metropolitan area and surrounding communities.

How does Craig Dan Jensen charge for services?

Craig Dan Jensen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROUND ROCK ADVISORS LLC?

ROUND ROCK ADVISORS LLC has approximately 19 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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