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Dixon Place Downey

ROUND ROCK ADVISORS LLC·NEW CANAAN, Connecticut
Unclaimed Profile
65 LOCUST AVENUE, NEW CANAAN, CT 06840CRD# 2817768Firm CRD# 286007
01

About

Dixon Place Downey is a registered financial advisor based in NEW CANAAN, Connecticut, affiliated with ROUND ROCK ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ROUND ROCK ADVISORS LLC
ROUND ROCK ADVISORS LLC
AUM
$673M
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at ROUND ROCK ADVISORS LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2817768
Firm CRD# 286007
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dixon Place Downey offer?
Dixon Place Downey specializes in Financial Planning, Investment Management. Contact their office in NEW CANAAN, Connecticut for a consultation.
What are Dixon Place Downey's credentials?
Dixon Place Downey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dixon Place Downey located?
Dixon Place Downey is based in NEW CANAAN, Connecticut, working with ROUND ROCK ADVISORS LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.
How does Dixon Place Downey charge for services?
Dixon Place Downey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROUND ROCK ADVISORS LLC?
ROUND ROCK ADVISORS LLC has approximately 19 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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