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ROUND ROCK ADVISORS LLC
ROUND ROCK ADVISORS LLC
WILTON, Connecticut
·
3 registered advisors
·
CRD# 286007
SEC# 801-108989
2
(203) 920-4774
01
Firm Overview
AUM
$673M
Regulatory assets under management
Employees
19
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at ROUND ROCK ADVISORS LLC
3 registered advisors
Bert Thomas Bowler
WILTON, Connecticut
CRD# 2485212
Craig Dan Jensen
WILTON, Connecticut
CRD# 5766588
Dixon Place Downey
NEW CANAAN, Connecticut
CRD# 2817768
05
Office Locations
WILTON, Connecticut
2 advisors
NEW CANAAN, Connecticut
1 advisor
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Data sourced from SEC Form ADV filings. ROUND ROCK ADVISORS LLC (CRD# 286007) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.