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Mark Steven Shelton

UBS SECURITIES LLC·STAMFORD, Connecticut
Unclaimed Profile
677 WASHINGTON BOULEVARD, STAMFORD, CT 06901-3793CRD# 4784512Firm CRD# 7654
01

About

Mark Steven Shelton is a registered financial advisor based in STAMFORD, Connecticut, affiliated with UBS SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
UBS SECURITIES LLC
UBS SECURITIES LLC
AUM
—
Regulatory assets under management
Employees
2700
Total firm employees
View all advisors at UBS SECURITIES LLC →
Services
Other
04

Background

Compensation
Other: FEE FOR SECURITIES TRADING IDEAS AND RESEARCH
Regulatory
SEC/IARD CRD# 4784512
Firm CRD# 7654
15 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Steven Shelton offer?
Mark Steven Shelton is a registered financial advisor in STAMFORD, Connecticut. Contact their office for details on services offered.
What are Mark Steven Shelton's credentials?
Mark Steven Shelton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Steven Shelton located?
Mark Steven Shelton is based in STAMFORD, Connecticut, working with UBS SECURITIES LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Mark Steven Shelton charge for services?
Mark Steven Shelton's firm is compensated through other: fee for securities trading ideas and research. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UBS SECURITIES LLC?
UBS SECURITIES LLC has approximately 2700 employees. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)WESTPORT (338)HARTFORD (225)DARIEN (222)NORWALK (134)
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Research
Advisor Fees in ConnecticutNational Fee Analysis
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