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Peter Lockwood Denious

FLAG CAPITAL MANAGEMENT, LLC·STAMFORD, Connecticut
SIE, Series 7, Series 7TO, Series 63, Series 79TOClean recordFLAG CAPITAL MANAGEMENT, LLC
1266 EAST MAIN STREET, STAMFORD, CT 06902CRD# 2235046Firm CRD# 139068

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Peter Lockwood Denious · STAMFORD, CT
Registration
CRD #2235046 · FLAG CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC
CRD 139068 · SEC 801-65865
AUM
$5.3B
Regulatory assets under management
Employees
70
58 client accounts
Services offered by HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Peter Lockwood Denious offer?
Peter Lockwood Denious specializes in Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.
What are Peter Lockwood Denious's credentials?
Peter Lockwood Denious is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peter Lockwood Denious located?
Peter Lockwood Denious is based in STAMFORD, Connecticut, working with FLAG CAPITAL MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Peter Lockwood Denious charge for services?
Peter Lockwood Denious's firm is compensated through percentage of aum, performance-based fees, other: carried interest. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FLAG CAPITAL MANAGEMENT, LLC?
FLAG CAPITAL MANAGEMENT, LLC has approximately 70 employees and manages $5.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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