UBS SECURITIES LLC

NEW YORK, New York·13 registered advisors·CRD# 7654
SEC# 801-67178212-713-3000
01

Firm Overview

AUM
—
Regulatory assets under management
Employees
2700
Total firm employees
Advisors
13
Registered representatives
02

Services & Fees

Advisory Services
Other
Compensation
Other: FEE FOR SECURITIES TRADING IDEAS AND RESEARCH
03

Advisors at UBS SECURITIES LLC

13 registered advisors
Bryan Michael Murtagh
NEW YORK, New York
Christopher Martin Leone
NEW YORK, New York
David H Kelly
NEW YORK, New York
Frederic Lyle Greenbaum
NEW YORK, New York
Juan Delreal
STAMFORD, Connecticut
Mark Steven Shelton
STAMFORD, Connecticut
Matthew John Zola
NEW YORK, New York
Per Erik Dyrvik
NEW YORK, New York
Peter Charles Forlenza
NEW YORK, New York
Reinhardt Olsen
NEW YORK, New York
Scott E. Kloin
NEW YORK, New York
Stephen E. Cummings
NEW YORK, New York
Thomas Byrne Jr Fox
NEW YORK, New York
05

Office Locations

NEW YORK, New York
11 advisors
STAMFORD, Connecticut
2 advisors

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Data sourced from SEC Form ADV filings. UBS SECURITIES LLC (CRD# 7654) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.