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Scott Michael Bartone

O'SHAUGHNESSY ASSET MANAGEMENT, LLC·STAMFORD, Connecticut
Series 7, Series 66Clean record18 years registeredO'SHAUGHNESSY ASSET MANAGEMENT, LLC
100 FIRST STAMFORD PLACE, STAMFORD, CT 06902CRD# 5123973Firm CRD# 144594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Michael Bartone · STAMFORD, CT
Registration
CRD #5123973 · O'SHAUGHNESSY ASSET MANAGEMENT, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Jun 2008 – present
BEAR, STEARNS & CO. INC.
Jan 2008 – May 2008
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · January 16, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD 144594 · SEC 801-68177
AUM
$12.6B
Regulatory assets under management
Employees
81
6,791 client accounts
Services offered by O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at O'SHAUGHNESSY ASSET MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Scott Michael Bartone offer?
Scott Michael Bartone specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.
What are Scott Michael Bartone's credentials?
Scott Michael Bartone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Michael Bartone located?
Scott Michael Bartone is based in STAMFORD, Connecticut, working with O'SHAUGHNESSY ASSET MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Scott Michael Bartone charge for services?
Scott Michael Bartone's firm is compensated through percentage of aum, performance-based fees, other: assets under advisement (for uma). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is O'SHAUGHNESSY ASSET MANAGEMENT, LLC?
O'SHAUGHNESSY ASSET MANAGEMENT, LLC has approximately 81 employees and manages $12.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at O'SHAUGHNESSY ASSET MANAGEMENT, LLC

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STAMFORD, CT
Christopher Stratton Loveless
STAMFORD, CT
Kristopher Ryan Smith
STAMFORD, CT
Ari Mark Rosenbaum
STAMFORD, CT
Claudine Antoinette Spence
STAMFORD, CT

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Research
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