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Robert Austin Ellis

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP·RIDGEFIELD, Connecticut
Unclaimed Profile
38C GROVE STREET, RIDGEFIELD, CT 06877-4669CRD# 2513114Firm CRD# 138055
01

About

Robert Austin Ellis is a registered financial advisor based in RIDGEFIELD, Connecticut, affiliated with RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
AUM
$105M
Regulatory assets under management
Employees
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2513114
Firm CRD# 138055
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Robert Austin Ellis offer?
Robert Austin Ellis specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RIDGEFIELD, Connecticut for a consultation.
What are Robert Austin Ellis's credentials?
Robert Austin Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Austin Ellis located?
Robert Austin Ellis is based in RIDGEFIELD, Connecticut, working with RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. Their office serves clients in the RIDGEFIELD metropolitan area and surrounding communities.
How does Robert Austin Ellis charge for services?
Robert Austin Ellis's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP?
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP is a registered investment adviser with the SEC, managing $105M in regulatory assets under management. See their Form ADV for full details.
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