Unclaimed Profile

Lorraine S. Walls

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP·RIDGEFIELD, Connecticut

Clean recordRIDGEFIELD CAPITAL ASSET MANAGEMENT, LP

38C GROVE STREET, RIDGEFIELD, CT 06877-4669CRD# 4374233Firm CRD# 138055

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lorraine S. Walls · RIDGEFIELD, CT

Registration

CRD #4374233 · RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Lorraine S. Walls is a registered financial advisor based in RIDGEFIELD, Connecticut, affiliated with RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP

AUM

$105M

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4374233

Firm CRD# 138055

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lorraine S. Walls offer?

Lorraine S. Walls specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RIDGEFIELD, Connecticut for a consultation.

What are Lorraine S. Walls's credentials?

Lorraine S. Walls is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lorraine S. Walls located?

Lorraine S. Walls is based in RIDGEFIELD, Connecticut, working with RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. Their office serves clients in the RIDGEFIELD metropolitan area and surrounding communities.

How does Lorraine S. Walls charge for services?

Lorraine S. Walls's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP?

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP is a registered investment adviser with the SEC, managing $105M in regulatory assets under management. See their Form ADV for full details.

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