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James Francis Giordano

RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP·RIDGEFIELD, Connecticut
Clean recordRIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
38C GROVE STREET, RIDGEFIELD, CT 06877-4669CRD# 3084580Firm CRD# 138055

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Francis Giordano · RIDGEFIELD, CT
Registration
CRD #3084580 · RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Francis Giordano is a registered financial advisor based in RIDGEFIELD, Connecticut, affiliated with RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
AUM
$105M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 3084580
Firm CRD# 138055
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Francis Giordano offer?
James Francis Giordano specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RIDGEFIELD, Connecticut for a consultation.
What are James Francis Giordano's credentials?
James Francis Giordano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Francis Giordano located?
James Francis Giordano is based in RIDGEFIELD, Connecticut, working with RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. Their office serves clients in the RIDGEFIELD metropolitan area and surrounding communities.
How does James Francis Giordano charge for services?
James Francis Giordano's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP?
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP is a registered investment adviser with the SEC, managing $105M in regulatory assets under management. See their Form ADV for full details.
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Robert Austin Ellis
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Research
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