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Herbert Arthur Diamant

DIAMANT ASSET MANAGEMENT, INC.·RIDGEFIELD, Connecticut
SIE, Series 27, Series 40, Series 55, Series 63, Series 6538 years registeredDIAMANT ASSET MANAGEMENT, INC.
440 MAIN STREET, RIDGEFIELD, CT 06877CRD# 603117Firm CRD# 107788

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Herbert Arthur Diamant · RIDGEFIELD, CT
Registration
CRD #603117 · DIAMANT ASSET MANAGEMENT, INC. · 38 years registered
Brand Profile
Not yet started
01

Career History

DIAMANT ASSET MANAGEMENT, INC.
Aug 1987 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 40
Series 55
Series 63
Series 65
Registration record
First registered · August 19, 1987
Years registered · 38
03

Disclosure History

1987Regulatory·Final
1982Regulatory·Final
1982Regulatory·Final
1980Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
DIAMANT ASSET MANAGEMENT, INC.
CRD 107788 · SEC 801-28801
AUM
$211M
Regulatory assets under management
Employees
3
62 client accounts
Services offered by DIAMANT ASSET MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DIAMANT ASSET MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Herbert Arthur Diamant offer?
Herbert Arthur Diamant specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in RIDGEFIELD, Connecticut for a consultation.
What are Herbert Arthur Diamant's credentials?
Herbert Arthur Diamant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Herbert Arthur Diamant located?
Herbert Arthur Diamant is based in RIDGEFIELD, Connecticut, working with DIAMANT ASSET MANAGEMENT, INC.. Their office serves clients in the RIDGEFIELD metropolitan area and surrounding communities.
How does Herbert Arthur Diamant charge for services?
Herbert Arthur Diamant's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DIAMANT ASSET MANAGEMENT, INC.?
DIAMANT ASSET MANAGEMENT, INC. has approximately 3 employees and manages $211M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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