Unclaimed Profile

Thomas Charles Dexter

COMMONWEALTH STRATEGIC ADVISORY LLC·NEW CANAAN, Connecticut

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 6524 years registeredCOMMONWEALTH STRATEGIC ADVISORY LLC

57 LONE TREE FARM ROAD, NEW CANAAN, CT 06840CRD# 2980270Firm CRD# 170993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Charles Dexter · NEW CANAAN, CT

Registration

CRD #2980270 · COMMONWEALTH STRATEGIC ADVISORY LLC · 24 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Mar 2026 – present

LPL FINANCIAL LLC

Mar 2019 – Apr 2026

NORWALK, CT

COMMONWEALTH STRATEGIC ADVISORY

Oct 2014 – Oct 2018

NEW CANAAN, CT

BARCLAYS CAPITAL INC.

Oct 2012 – Dec 2013

NEW YORK, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2008 – Jun 2012

NEW YORK, NY

LEHMAN BROTHERS INC.

Oct 2004 – Oct 2008

NEW YORK, NY

MORGAN STANLEY & CO., INCORPORATED

Oct 2001 – Sep 2004

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · October 25, 2001

Years registered · 24

Disclosure History

2012Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMMONWEALTH STRATEGIC ADVISORY LLC

CRD 170993 · SEC 801-79584

AUM

$457M

Regulatory assets under management

Employees

32 client accounts

Services offered by COMMONWEALTH STRATEGIC ADVISORY LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COMMONWEALTH STRATEGIC ADVISORY LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Charles Dexter offer?

Thomas Charles Dexter specializes in Investment Management, Fee-Only Advisory. Contact their office in NEW CANAAN, Connecticut for a consultation.

What are Thomas Charles Dexter's credentials?

Thomas Charles Dexter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Charles Dexter located?

Thomas Charles Dexter is based in NEW CANAAN, Connecticut, working with COMMONWEALTH STRATEGIC ADVISORY LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.

How does Thomas Charles Dexter charge for services?

Thomas Charles Dexter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH STRATEGIC ADVISORY LLC?

COMMONWEALTH STRATEGIC ADVISORY LLC has approximately 2 employees and manages $457M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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