AdvisorOS Directory
Claim Profile
Unclaimed Profile
EW

Eliot Penfield Williams

THE NEW ENGLAND GUILD, INC.·HARTFORD, Connecticut
Clean recordTHE NEW ENGLAND GUILD, INC.
120 OXFORD ST, HARTFORD, CT 06105CRD# 4360588Firm CRD# 106400

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eliot Penfield Williams · HARTFORD, CT
Registration
CRD #4360588 · THE NEW ENGLAND GUILD, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Eliot Penfield Williams is a registered financial advisor based in HARTFORD, Connecticut, affiliated with THE NEW ENGLAND GUILD, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Eliot

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Eliot is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
NEW ENGLAND GUILD WEALTH ADVISORS, INC.
NEW ENGLAND GUILD WEALTH ADVISORS, INC.
AUM
$397M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at NEW ENGLAND GUILD WEALTH ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4360588
Firm CRD# 106400
View on FINRA BrokerCheck →

Looking for a financial advisor in HARTFORD?

Browse all registered financial advisors in HARTFORD, Connecticut or claim this profile if it's yours.

Browse HARTFORD AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Eliot Penfield Williams offer?
Eliot Penfield Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HARTFORD, Connecticut for a consultation.
What are Eliot Penfield Williams's credentials?
Eliot Penfield Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eliot Penfield Williams located?
Eliot Penfield Williams is based in HARTFORD, Connecticut, working with THE NEW ENGLAND GUILD, INC.. Their office serves clients in the HARTFORD metropolitan area and surrounding communities.
How does Eliot Penfield Williams charge for services?
Eliot Penfield Williams's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE NEW ENGLAND GUILD, INC.?
THE NEW ENGLAND GUILD, INC. has approximately 7 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at THE NEW ENGLAND GUILD, INC.

Ernest Patrick Logue
AVON, CT
William Robert Pfeiffer
AVON, CT
Brendan Francis Fitzgerald
AVON, CT
Harold Lilburn Rives
AVON, CT
Susan Mary Grayson
AVON, CT

More Advisors in HARTFORD, Connecticut

Mark Stephen Flynn
VIRTUS FUND ADVISERS, LLC·HARTFORD, CT
Kyle Edward Shute
GLOBAL PORTFOLIO STRATEGIES, INC.·HARTFORD, CT
David Jose Evilla
AETNA ASSET ADVISORS, LLC·HARTFORD, CT
George A Castineiras
GLOBAL PORTFOLIO STRATEGIES, INC.·HARTFORD, CT
Hugh Thomas More Whelan
HARTFORD INVESTMENT MANAGEMENT COMPANY·HARTFORD, CT
Jeffrey Mortillaro
AETNA ASSET ADVISORS, LLC·HARTFORD, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)DARIEN (222)NORWALK (134)WEST HARTFORD (130)WILTON (124)OLD GREENWICH (95)NEW CANAAN (77)FARMINGTON (67)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideDARIEN GuideNORWALK Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile