Unclaimed Profile

Valerie Hebert

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.·FAIRFIELD, Connecticut

SIE, Series 7, Series 14, Series 24, Series 55, Series 57TO, Series 63Clean recordHERBERT J. SIMS CAPITAL MANAGEMENT, INC.

2150 POST ROAD, FAIRFIELD, CT 06824CRD# 4007252Firm CRD# 134510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Valerie Hebert · FAIRFIELD, CT

Registration

CRD #4007252 · HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 55

Series 57TO

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD 134510 · SEC 801-124853

AUM

$147M

Regulatory assets under management

Employees

333 client accounts

Services offered by HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HERBERT J. SIMS CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Valerie Hebert offer?

Valerie Hebert specializes in Investment Management, Fee-Only Advisory. Contact their office in FAIRFIELD, Connecticut for a consultation.

What are Valerie Hebert's credentials?

Valerie Hebert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Valerie Hebert located?

Valerie Hebert is based in FAIRFIELD, Connecticut, working with HERBERT J. SIMS CAPITAL MANAGEMENT, INC.. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Valerie Hebert charge for services?

Valerie Hebert's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERBERT J. SIMS CAPITAL MANAGEMENT, INC.?

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. has approximately 30 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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