Unclaimed Profile

Dana Seth Preis

MONECO ADVISORS, LLC·FAIRFIELD, Connecticut

SIE, Series 6, Series 7, Series 63, Series 65ChFCClean record23 years registeredMONECO ADVISORS, LLC

2150 POST ROAD, SUITE 201, FAIRFIELD, CT 06824CRD# 3268819Firm CRD# 171922

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dana Seth Preis · FAIRFIELD, CT

Registration

CRD #3268819 · MONECO ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MONECO ADVISORS

Nov 2014 – present

LPL FINANCIAL LLC

Jul 2009 – present

NORTHEAST PLANNING ASSOCIATES, INC.

Mar 2013 – Oct 2014

EASTON, CT

MML INVESTORS SERVICES, INC.

May 2003 – Jul 2009

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 22, 2003

Years registered · 23

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONECO ADVISORS, LLC

CRD 171922 · SEC 801-80027

AUM

$1.5B

Regulatory assets under management

Employees

5,152 client accounts

Services offered by MONECO ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONECO ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dana Seth Preis offer?

Dana Seth Preis specializes in Financial Planning, Investment Management. Contact their office in FAIRFIELD, Connecticut for a consultation.

What are Dana Seth Preis's credentials?

Dana Seth Preis holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dana Seth Preis located?

Dana Seth Preis is based in FAIRFIELD, Connecticut, working with MONECO ADVISORS, LLC. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Dana Seth Preis charge for services?

Dana Seth Preis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONECO ADVISORS, LLC?

MONECO ADVISORS, LLC has approximately 61 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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