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HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
FAIRFIELD, Connecticut
·
5 registered advisors
·
CRD# 134510
SEC# 801-124853
5
203-418-9000
01
Firm Overview
AUM
$147M
Regulatory assets under management
Employees
30
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
03
Specialties
Investment Management
Fee-Only Advisory
04
Advisors at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
5 registered advisors
Jason Howard Diamond
FAIRFIELD, Connecticut
CRD# 2320884
John William Koene
FAIRFIELD, Connecticut
CRD# 5456931
Jonathan David Jarow
FAIRFIELD, Connecticut
CRD# 4931964
Valerie Hebert
FAIRFIELD, Connecticut
CRD# 4007252
William Barnett Sims
FAIRFIELD, Connecticut
CRD# 425019
05
Office Locations
FAIRFIELD, Connecticut
5 advisors
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Data sourced from SEC Form ADV filings. HERBERT J. SIMS CAPITAL MANAGEMENT, INC. (CRD# 134510) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.