Unclaimed Profile

Jonathan David Jarow

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.·FAIRFIELD, Connecticut

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 668 years registeredHERBERT J. SIMS CAPITAL MANAGEMENT, INC.

2150 POST ROAD, FAIRFIELD, CT 06824CRD# 4931964Firm CRD# 134510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan David Jarow · FAIRFIELD, CT

Registration

CRD #4931964 · HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · 8 years registered

Brand Profile

Not yet started

Career History

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Sep 2017 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · September 29, 2017

Years registered · 8

Disclosure History

2012Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD 134510 · SEC 801-124853

AUM

$147M

Regulatory assets under management

Employees

333 client accounts

Services offered by HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HERBERT J. SIMS CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Jonathan David Jarow offer?

Jonathan David Jarow specializes in Investment Management, Fee-Only Advisory. Contact their office in FAIRFIELD, Connecticut for a consultation.

What are Jonathan David Jarow's credentials?

Jonathan David Jarow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan David Jarow located?

Jonathan David Jarow is based in FAIRFIELD, Connecticut, working with HERBERT J. SIMS CAPITAL MANAGEMENT, INC.. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Jonathan David Jarow charge for services?

Jonathan David Jarow's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERBERT J. SIMS CAPITAL MANAGEMENT, INC.?

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. has approximately 30 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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