Unclaimed Profile

John William Koene

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.·FAIRFIELD, Connecticut

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

2150 POST ROAD, FAIRFIELD, CT 06824CRD# 5456931Firm CRD# 134510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John William Koene · FAIRFIELD, CT

Registration

CRD #5456931 · HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

John William Koene is a registered financial advisor based in FAIRFIELD, Connecticut, affiliated with HERBERT J. SIMS CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

AUM

$147M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HERBERT J. SIMS CAPITAL MANAGEMENT, INC. →

Services

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 5456931

Firm CRD# 134510

View on FINRA BrokerCheck →

Looking for a financial advisor in FAIRFIELD?

Browse all registered financial advisors in FAIRFIELD, Connecticut or claim this profile if it's yours.

Browse FAIRFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John William Koene offer?

John William Koene specializes in Investment Management, Fee-Only Advisory. Contact their office in FAIRFIELD, Connecticut for a consultation.

What are John William Koene's credentials?

John William Koene is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John William Koene located?

John William Koene is based in FAIRFIELD, Connecticut, working with HERBERT J. SIMS CAPITAL MANAGEMENT, INC.. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does John William Koene charge for services?

John William Koene's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERBERT J. SIMS CAPITAL MANAGEMENT, INC.?

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. has approximately 30 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →