Unclaimed Profile

James Seth Hopkins Cruice

CRUICE INVESTMENT ADVISORS, LTD.·FAIRFIELD, Connecticut

SIE, Series 7, Series 24, Series 63, Series 65CFP ChFCClean record36 years registeredCRUICE INVESTMENT ADVISORS, LTD.

1305 POST RD, FAIRFIELD, CT 06824CRD# 1218563Firm CRD# 110950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Seth Hopkins Cruice · FAIRFIELD, CT

Registration

CRD #1218563 · CRUICE INVESTMENT ADVISORS, LTD. · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CRUICE INVESTMENT ADVISORS, LTD.

CFO CAPITAL MANAGEMENT, LLC

Jan 1990 – May 2026

FAIRFIELD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 16, 1990

Years registered · 36

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CRUICE INVESTMENT ADVISORS, LTD.

CRD 110950 · SEC 801-30887

AUM

$187M

Regulatory assets under management

Employees

517 client accounts

Services offered by CRUICE INVESTMENT ADVISORS, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CRUICE INVESTMENT ADVISORS, LTD. →

Introduction

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Frequently Asked Questions

What services does James Seth Hopkins Cruice offer?

James Seth Hopkins Cruice specializes in Financial Planning, Investment Management, Wealth Management.

What are James Seth Hopkins Cruice's credentials?

James Seth Hopkins Cruice holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Seth Hopkins Cruice located?

James Seth Hopkins Cruice is based in FAIRFIELD, Connecticut, last registered with CRUICE INVESTMENT ADVISORS, LTD..

How does James Seth Hopkins Cruice charge for services?

James Seth Hopkins Cruice's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CRUICE INVESTMENT ADVISORS, LTD.?

CRUICE INVESTMENT ADVISORS, LTD. has approximately 6 employees and manages $187M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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