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James Seth Hopkins Cruice

CRUICE INVESTMENT ADVISORS, LTD.·FAIRFIELD, Connecticut
Clean recordCRUICE INVESTMENT ADVISORS, LTD.
1305 POST RD, FAIRFIELD, CT 06824CRD# 1218563Firm CRD# 110950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Seth Hopkins Cruice · FAIRFIELD, CT
Registration
CRD #1218563 · CRUICE INVESTMENT ADVISORS, LTD.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Seth Hopkins Cruice is a registered financial advisor based in FAIRFIELD, Connecticut, affiliated with CRUICE INVESTMENT ADVISORS, LTD.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CRUICE INVESTMENT ADVISORS, LTD.
AUM
$187M
Regulatory assets under management
Employees
6
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1218563
Firm CRD# 110950
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Seth Hopkins Cruice offer?
James Seth Hopkins Cruice specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FAIRFIELD, Connecticut for a consultation.
What are James Seth Hopkins Cruice's credentials?
James Seth Hopkins Cruice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Seth Hopkins Cruice located?
James Seth Hopkins Cruice is based in FAIRFIELD, Connecticut, working with CRUICE INVESTMENT ADVISORS, LTD.. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.
How does James Seth Hopkins Cruice charge for services?
James Seth Hopkins Cruice's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CRUICE INVESTMENT ADVISORS, LTD.?
CRUICE INVESTMENT ADVISORS, LTD. has approximately 6 employees and manages $187M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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