Unclaimed Profile

Charles William Rocco

MONECO ADVISORS, LLC·FAIRFIELD, Connecticut

SIE, Series 7, Series 24, Series 66CFPClean record13 years registeredMONECO ADVISORS, LLC

2150 POST ROAD, SUITE 201, FAIRFIELD, CT 06824CRD# 6039796Firm CRD# 171922

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles William Rocco · FAIRFIELD, CT

Registration

CRD #6039796 · MONECO ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

MONECO ADVISORS

Mar 2018 – present

STRATEGIC WEALTH ADVISORS GROUP

Jul 2016 – Mar 2018

Fairfield, CT

STRATEGIC WEALTH ADVISORS GROUP

Oct 2014 – Jul 2016

FAIRFIELD, CT

LPL FINANCIAL LLC

Nov 2012 – Oct 2015

FAIRFIELD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · November 19, 2012

Years registered · 13

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONECO ADVISORS, LLC

CRD 171922 · SEC 801-80027

AUM

$1.5B

Regulatory assets under management

Employees

5,152 client accounts

Services offered by MONECO ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONECO ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles William Rocco offer?

Charles William Rocco specializes in Financial Planning, Investment Management. Contact their office in FAIRFIELD, Connecticut for a consultation.

What are Charles William Rocco's credentials?

Charles William Rocco holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles William Rocco located?

Charles William Rocco is based in FAIRFIELD, Connecticut, working with MONECO ADVISORS, LLC. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Charles William Rocco charge for services?

Charles William Rocco's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONECO ADVISORS, LLC?

MONECO ADVISORS, LLC has approximately 61 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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