Unclaimed Profile

Stephen Deane Gresham

ESSEX FINANCIAL SERVICES, INC.·ESSEX, Connecticut

SIE, Series 7, Series 24, Series 63, Series 65Clean record14 years registeredESSEX FINANCIAL SERVICES, INC.

176 WESTBROOK ROAD, ESSEX, CT 06426CRD# 1126592Firm CRD# 127549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Deane Gresham · ESSEX, CT

Registration

CRD #1126592 · ESSEX FINANCIAL SERVICES, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ESSEX FINANCIAL SERVICES, INC.

STRATEGIC ADVISERS, INC.

Nov 2011 – Dec 2017

SMITHFIELD, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 10, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ESSEX FINANCIAL SERVICES, INC.

CRD 127549 · SEC 801-62242

AUM

$3.8B

Regulatory assets under management

Employees

6,985 client accounts

Services offered by ESSEX FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ESSEX FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Deane Gresham offer?

Stephen Deane Gresham specializes in Financial Planning, Investment Management, Wealth Management.

What are Stephen Deane Gresham's credentials?

Stephen Deane Gresham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Deane Gresham located?

Stephen Deane Gresham is based in ESSEX, Connecticut, last registered with ESSEX FINANCIAL SERVICES, INC..

How does Stephen Deane Gresham charge for services?

Stephen Deane Gresham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ESSEX FINANCIAL SERVICES, INC.?

ESSEX FINANCIAL SERVICES, INC. has approximately 45 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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