Unclaimed Profile

Charles Robert Cumello

ESSEX FINANCIAL SERVICES, INC.·ESSEX, Connecticut

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TOClean record29 years registeredESSEX FINANCIAL SERVICES, INC.

176 WESTBROOK ROAD, ESSEX, CT 06426CRD# 2120572Firm CRD# 127549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Robert Cumello · ESSEX, CT

Registration

CRD #2120572 · ESSEX FINANCIAL SERVICES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

ESSEX FINANCIAL SERVICES, INC.

Mar 2009 – present

STRATEGIC ADVISERS, INC.

Jul 2005 – Mar 2009

WEST HARTFORD, CT

QUICK & REILLY, INC.

Jan 2003 – May 2003

HARTFORD, CT

STRATEGIC ADVISERS INC.

Mar 1997 – Jan 2003

WEST HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 24, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ESSEX FINANCIAL SERVICES, INC.

CRD 127549 · SEC 801-62242

AUM

$3.8B

Regulatory assets under management

Employees

6,985 client accounts

Services offered by ESSEX FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ESSEX FINANCIAL SERVICES, INC. →

Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ESSEX?

Browse all registered financial advisors in ESSEX, Connecticut or claim this profile if it's yours.

Browse ESSEX Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Charles Robert Cumello offer?

Charles Robert Cumello specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ESSEX, Connecticut for a consultation.

What are Charles Robert Cumello's credentials?

Charles Robert Cumello is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Robert Cumello located?

Charles Robert Cumello is based in ESSEX, Connecticut, working with ESSEX FINANCIAL SERVICES, INC.. Their office serves clients in the ESSEX metropolitan area and surrounding communities.

How does Charles Robert Cumello charge for services?

Charles Robert Cumello's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ESSEX FINANCIAL SERVICES, INC.?

ESSEX FINANCIAL SERVICES, INC. has approximately 45 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →