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Mary Jane Nmn Sullivan

SULLIVAN FINANCIAL, LLC·ESSEX, Connecticut
Series 65Clean record17 years registeredSULLIVAN FINANCIAL, LLC
15A MAIN STREET, ESSEX, CT 06426CRD# 5632328Firm CRD# 121371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mary Jane Nmn Sullivan · ESSEX, CT
Registration
CRD #5632328 · SULLIVAN FINANCIAL, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

SULLIVAN FINANCIAL, LLC
Jan 2009 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 7, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SULLIVAN FINANCIAL, LLC
CRD 121371 · SEC 801-130753
AUM
$104M
Regulatory assets under management
Employees
4
275 client accounts
Services offered by SULLIVAN FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SULLIVAN FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Mary Jane Nmn Sullivan offer?
Mary Jane Nmn Sullivan specializes in Financial Planning, Investment Management. Contact their office in ESSEX, Connecticut for a consultation.
What are Mary Jane Nmn Sullivan's credentials?
Mary Jane Nmn Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Jane Nmn Sullivan located?
Mary Jane Nmn Sullivan is based in ESSEX, Connecticut, working with SULLIVAN FINANCIAL, LLC. Their office serves clients in the ESSEX metropolitan area and surrounding communities.
How does Mary Jane Nmn Sullivan charge for services?
Mary Jane Nmn Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SULLIVAN FINANCIAL, LLC?
SULLIVAN FINANCIAL, LLC has approximately 4 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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