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Mary Jane Nmn Sullivan

SULLIVAN FINANCIAL, LLC·ESSEX, Connecticut
Unclaimed Profile
15A MAIN STREET, ESSEX, CT 06426CRD# 5632328Firm CRD# 121371
01

About

Mary Jane Nmn Sullivan is a registered financial advisor based in ESSEX, Connecticut, affiliated with SULLIVAN FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SULLIVAN FINANCIAL, LLC
SULLIVAN FINANCIAL, LLC
AUM
$104M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SULLIVAN FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5632328
Firm CRD# 121371
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mary Jane Nmn Sullivan offer?
Mary Jane Nmn Sullivan specializes in Financial Planning, Investment Management. Contact their office in ESSEX, Connecticut for a consultation.
What are Mary Jane Nmn Sullivan's credentials?
Mary Jane Nmn Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Jane Nmn Sullivan located?
Mary Jane Nmn Sullivan is based in ESSEX, Connecticut, working with SULLIVAN FINANCIAL, LLC. Their office serves clients in the ESSEX metropolitan area and surrounding communities.
How does Mary Jane Nmn Sullivan charge for services?
Mary Jane Nmn Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SULLIVAN FINANCIAL, LLC?
SULLIVAN FINANCIAL, LLC has approximately 4 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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