Unclaimed Profile

Alison Leslie Woodstock

ESSEX FINANCIAL SERVICES, INC.·ESSEX, Connecticut

SIE, Series 4, Series 7, Series 24, Series 53, Series 63, Series 65Clean record10 years registeredESSEX FINANCIAL SERVICES, INC.

176 WESTBROOK ROAD, ESSEX, CT 06426CRD# 3137136Firm CRD# 127549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alison Leslie Woodstock · ESSEX, CT

Registration

CRD #3137136 · ESSEX FINANCIAL SERVICES, INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ESSEX FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 2017 – Jun 2019

OLD SAYBROOK, CT

ESSEX FINANCIAL SERVICES, INC.

Feb 2016 – May 2016

ESSEX, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · February 10, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ESSEX FINANCIAL SERVICES, INC.

CRD 127549 · SEC 801-62242

AUM

$3.8B

Regulatory assets under management

Employees

6,985 client accounts

Services offered by ESSEX FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ESSEX FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Alison Leslie Woodstock offer?

Alison Leslie Woodstock specializes in Financial Planning, Investment Management, Wealth Management.

What are Alison Leslie Woodstock's credentials?

Alison Leslie Woodstock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alison Leslie Woodstock located?

Alison Leslie Woodstock is based in ESSEX, Connecticut, last registered with ESSEX FINANCIAL SERVICES, INC..

How does Alison Leslie Woodstock charge for services?

Alison Leslie Woodstock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ESSEX FINANCIAL SERVICES, INC.?

ESSEX FINANCIAL SERVICES, INC. has approximately 45 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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