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Ronald Clark Nelson

ESSEX FINANCIAL SERVICES, INC.·ESSEX, Connecticut
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426CRD# 1137618Firm CRD# 127549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ronald Clark Nelson · ESSEX, CT
Registration
CRD #1137618 · ESSEX FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ESSEX FINANCIAL SERVICES, INC.
CRD 127549 · SEC 801-62242
AUM
$3.8B
Regulatory assets under management
Employees
45
6,985 client accounts
Services offered by ESSEX FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ESSEX FINANCIAL SERVICES, INC. →
Introduction

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Frequently Asked Questions

What services does Ronald Clark Nelson offer?
Ronald Clark Nelson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ESSEX, Connecticut for a consultation.
What are Ronald Clark Nelson's credentials?
Ronald Clark Nelson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ronald Clark Nelson located?
Ronald Clark Nelson is based in ESSEX, Connecticut, working with ESSEX FINANCIAL SERVICES, INC.. Their office serves clients in the ESSEX metropolitan area and surrounding communities.
How does Ronald Clark Nelson charge for services?
Ronald Clark Nelson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ESSEX FINANCIAL SERVICES, INC.?
ESSEX FINANCIAL SERVICES, INC. has approximately 45 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ESSEX FINANCIAL SERVICES, INC.

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Stephen Deane Gresham
ESSEX, CT
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ESSEX, CT
John William Rafal
ESSEX, CT
Jennifer Carly Krakower
ESSEX, CT
Michael Dennis Orourke
ESSEX, CT

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