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Paul Francis Pendergast

ESSEX FINANCIAL SERVICES, INC.·ESSEX, Connecticut
Unclaimed Profile
176 WESTBROOK ROAD, ESSEX, CT 06426CRD# 5793050Firm CRD# 127549
01

About

Paul Francis Pendergast is a registered financial advisor based in ESSEX, Connecticut, affiliated with ESSEX FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ESSEX FINANCIAL SERVICES, INC.
ESSEX FINANCIAL SERVICES, INC.
AUM
$3.8B
Regulatory assets under management
Employees
45
Total firm employees
View all advisors at ESSEX FINANCIAL SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5793050
Firm CRD# 127549
5 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Paul Francis Pendergast offer?
Paul Francis Pendergast specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ESSEX, Connecticut for a consultation.
What are Paul Francis Pendergast's credentials?
Paul Francis Pendergast is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Francis Pendergast located?
Paul Francis Pendergast is based in ESSEX, Connecticut, working with ESSEX FINANCIAL SERVICES, INC.. Their office serves clients in the ESSEX metropolitan area and surrounding communities.
How does Paul Francis Pendergast charge for services?
Paul Francis Pendergast's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ESSEX FINANCIAL SERVICES, INC.?
ESSEX FINANCIAL SERVICES, INC. has approximately 45 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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