Unclaimed Profile

Kathleen Denise Vannoy-Pineda

CETERA ADVISORS LLC·GREENWOOD VILLAGE, Colorado

CETERA ADVISORS LLC

5299 DTC BLVD, GREENWOOD VILLAGE, CO 80111CRD# 1347526Firm CRD# 10299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Denise Vannoy-Pineda · GREENWOOD VILLAGE, CO

Registration

CRD #1347526 · CETERA ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

14 disclosures on file · See FINRA BrokerCheck for full record

About

Kathleen Denise Vannoy-Pineda is a registered financial advisor based in GREENWOOD VILLAGE, Colorado, affiliated with CETERA ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

CETERA ADVISORS LLC

AUM

$22.0B

Regulatory assets under management

Employees

1138

Total firm employees

View all advisors at CETERA ADVISORS LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 1347526

Firm CRD# 10299

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kathleen Denise Vannoy-Pineda offer?

Kathleen Denise Vannoy-Pineda specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Kathleen Denise Vannoy-Pineda's credentials?

Kathleen Denise Vannoy-Pineda is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Denise Vannoy-Pineda located?

Kathleen Denise Vannoy-Pineda is based in GREENWOOD VILLAGE, Colorado, working with CETERA ADVISORS LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Kathleen Denise Vannoy-Pineda charge for services?

Kathleen Denise Vannoy-Pineda's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA ADVISORS LLC?

CETERA ADVISORS LLC has approximately 1138 employees and manages $22.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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