Unclaimed Profile

Mitchell Hutto Hesen

HESEN & HASLAM, LLC·WOODLAND HILLS, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP ChFC29 years registeredHESEN & HASLAM, LLC

21031 VENTURA BLVD, WOODLAND HILLS, CA 91364CRD# 1054400Firm CRD# 286235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mitchell Hutto Hesen · WOODLAND HILLS, CA

Registration

CRD #1054400 · HESEN & HASLAM, LLC · 29 years registered

Brand Profile

Not yet started

Career History

HESEN & HASLAM

Jan 2018 – present

LPL FINANCIAL LLC

May 2014 – present

HESEN & HASLAM

Mar 2017 – Dec 2017

WOODLAND HILLS, CA

NEW ENGLAND SECURITIES CORPORATION

Jul 1997 – Jun 2014

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designations · CFP, ChFC

Disclosure History

2006Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HESEN & HASLAM, LLC

CRD 286235 · SEC 801-110192

AUM

$194M

Regulatory assets under management

Employees

612 client accounts

Services offered by HESEN & HASLAM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HESEN & HASLAM, LLC →

Introduction

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Frequently Asked Questions

What services does Mitchell Hutto Hesen offer?

Mitchell Hutto Hesen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WOODLAND HILLS, California for a consultation.

What are Mitchell Hutto Hesen's credentials?

Mitchell Hutto Hesen holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mitchell Hutto Hesen located?

Mitchell Hutto Hesen is based in WOODLAND HILLS, California, working with HESEN & HASLAM, LLC. Their office serves clients in the WOODLAND HILLS metropolitan area and surrounding communities.

How does Mitchell Hutto Hesen charge for services?

Mitchell Hutto Hesen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HESEN & HASLAM, LLC?

HESEN & HASLAM, LLC has approximately 5 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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