Unclaimed Profile

Lisa Marie Lyons

REGAL ADVISORY SERVICES, INC.·WOODLAND HILLS, California

SIE, Series 6, Series 7, Series 24, Series 51, Series 63Clean record28 years registeredREGAL ADVISORY SERVICES, INC.

21800 BURBANK BLVD, WOODLAND HILLS, CA 91367CRD# 2086482Firm CRD# 119445

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Marie Lyons · WOODLAND HILLS, CA

Registration

CRD #2086482 · REGAL ADVISORY SERVICES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Feb 2015 – present

REGAL ADVISORY SERVICES, INC.

Jan 1998 – Mar 2026

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · January 6, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGAL ADVISORY SERVICES, INC.

CRD 119445 · SEC 801-61358

AUM

$48M

Regulatory assets under management

Employees

225 client accounts

Services offered by REGAL ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REGAL ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Lisa Marie Lyons offer?

Lisa Marie Lyons specializes in Financial Planning, Investment Management. Contact their office in WOODLAND HILLS, California for a consultation.

What are Lisa Marie Lyons's credentials?

Lisa Marie Lyons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Marie Lyons located?

Lisa Marie Lyons is based in WOODLAND HILLS, California, working with REGAL ADVISORY SERVICES, INC.. Their office serves clients in the WOODLAND HILLS metropolitan area and surrounding communities.

How does Lisa Marie Lyons charge for services?

Lisa Marie Lyons's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL ADVISORY SERVICES, INC.?

REGAL ADVISORY SERVICES, INC. has approximately 6 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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