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Jason Thomas Griffin

REGAL ADVISORY SERVICES, INC.·WOODLAND HILLS, California
SIE, Series 7, Series 24, Series 51, Series 66Clean record23 years registeredREGAL ADVISORY SERVICES, INC.
21800 BURBANK BLVD, WOODLAND HILLS, CA 91367CRD# 4539621Firm CRD# 119445

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jason Thomas Griffin · WOODLAND HILLS, CA
Registration
CRD #4539621 · REGAL ADVISORY SERVICES, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

OSAIC WEALTH, INC.
Feb 2015 – present
REGAL ADVISORY SERVICES, INC.
Sep 2002 – Mar 2026
WOODLAND HILLS, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 51
Series 66
Registration record
First registered · September 16, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
REGAL ADVISORY SERVICES, INC.
CRD 119445 · SEC 801-61358
AUM
$48M
Regulatory assets under management
Employees
6
225 client accounts
Services offered by REGAL ADVISORY SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at REGAL ADVISORY SERVICES, INC. →
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05

Frequently Asked Questions

What services does Jason Thomas Griffin offer?
Jason Thomas Griffin specializes in Financial Planning, Investment Management. Contact their office in WOODLAND HILLS, California for a consultation.
What are Jason Thomas Griffin's credentials?
Jason Thomas Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jason Thomas Griffin located?
Jason Thomas Griffin is based in WOODLAND HILLS, California, working with REGAL ADVISORY SERVICES, INC.. Their office serves clients in the WOODLAND HILLS metropolitan area and surrounding communities.
How does Jason Thomas Griffin charge for services?
Jason Thomas Griffin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REGAL ADVISORY SERVICES, INC.?
REGAL ADVISORY SERVICES, INC. has approximately 6 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Lisa Marie Lyons
WOODLAND HILLS, CA

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