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REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.
WOODLAND HILLS, California
·
2 registered advisors
·
CRD# 119445
SEC# 801-61358
818-610-0079
01
Firm Overview
AUM
$48M
Regulatory assets under management
Employees
6
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: THIRD PARTY FEES
03
Specialties
Financial Planning
Investment Management
04
Advisors at REGAL ADVISORY SERVICES, INC.
2 registered advisors
Jason Thomas Griffin
WOODLAND HILLS, California
CRD# 4539621
Lisa Marie Lyons
WOODLAND HILLS, California
CRD# 2086482
05
Office Locations
WOODLAND HILLS, California
2 advisors
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Data sourced from SEC Form ADV filings. REGAL ADVISORY SERVICES, INC. (CRD# 119445) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.