Unclaimed Profile

Thomas Bradford Krueger

FINANCIAL WEST INVESTMENT GROUP, INC.·WESTLAKE VILLAGE, California

SIE, Series 4, Series 6, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 63, Series 6525 years registeredFINANCIAL WEST INVESTMENT GROUP, INC.

4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362CRD# 2899998Firm CRD# 16668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Bradford Krueger · WESTLAKE VILLAGE, CA

Registration

CRD #2899998 · FINANCIAL WEST INVESTMENT GROUP, INC. · 25 years registered

Brand Profile

Not yet started

Career History

SANTA CRUZ WEALTH MANAGEMENT INC.

Jun 2023 – present

EDWARD JONES

Sep 2019 – Jun 2023

WESTLAKE VILLAGE, CA

LADENBURG THALMANN ASSET MANAGEMENT INC

Apr 2017 – Sep 2019

Calabasas, CA

VFG ADVISORS, INC.

Jan 2017 – Apr 2017

CULVER CITY, CA

FINANCIAL WEST GROUP

Jun 2014 – Mar 2016

WESTLAKE VILLAGE, CA

ALYSSUM BENEFITS LLC

May 2013 – Apr 2017

CALABASAS, CA

HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)

Apr 2012 – Mar 2013

WESTLAKE VILLAGE, CA

FINANCIAL WEST GROUP

Feb 2010 – Oct 2011

WESTLAKE VILLAGE, CA

FINANCIAL WEST INVESTMENT GROUP, INC.

Apr 2001 – Aug 2004

WESTLAKE VILLAGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 63

Series 65

Registration record

First registered · April 25, 2001

Years registered · 25

Disclosure History

2022Customer Dispute·Denied

2022Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL WEST INVESTMENT GROUP, INC.

CRD 16668 · SEC 801-57393

AUM

$180K

Regulatory assets under management

Employees

1 client accounts

Services offered by FINANCIAL WEST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL WEST INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Bradford Krueger offer?

Thomas Bradford Krueger specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Thomas Bradford Krueger's credentials?

Thomas Bradford Krueger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Bradford Krueger located?

Thomas Bradford Krueger is based in WESTLAKE VILLAGE, California, working with FINANCIAL WEST INVESTMENT GROUP, INC.. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Thomas Bradford Krueger charge for services?

Thomas Bradford Krueger's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL WEST INVESTMENT GROUP, INC.?

FINANCIAL WEST INVESTMENT GROUP, INC. has approximately 4 employees and manages $180K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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