Unclaimed Profile

Michelle R Gruber

ALTERI WEALTH LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 6623 years registeredALTERI WEALTH LLC

4195 EAST THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362CRD# 4587154Firm CRD# 331100

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michelle R Gruber · WESTLAKE VILLAGE, CA

Registration

CRD #4587154 · ALTERI WEALTH LLC · 23 years registered

Brand Profile

Not yet started

Career History

ALTERI WEALTH

May 2024 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2009 – May 2024

WESTLAKE VILLAGE, CA

UBS FINANCIAL SERVICES INC.

Jan 2003 – Sep 2009

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 28, 2003

Years registered · 23

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALTERI WEALTH LLC

CRD 331100 · SEC 801-130234

AUM

$657M

Regulatory assets under management

Employees

730 client accounts

Services offered by ALTERI WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALTERI WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Michelle R Gruber offer?

Michelle R Gruber specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Michelle R Gruber's credentials?

Michelle R Gruber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michelle R Gruber located?

Michelle R Gruber is based in WESTLAKE VILLAGE, California, working with ALTERI WEALTH LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Michelle R Gruber charge for services?

Michelle R Gruber's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALTERI WEALTH LLC?

ALTERI WEALTH LLC has approximately 7 employees and manages $657M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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