Unclaimed Profile

Jerry Vincent Sanada

ALLIANCE ADVISORY & SECURITIES, LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 7TO, Series 24, Series 27, Series 63, Series 99TOCFP CFA24 years registeredALLIANCE ADVISORY & SECURITIES, LLC

31248 E. OAK CREST DRIVE STE 100, WESTLAKE VILLAGE, CA 91361CRD# 2653139Firm CRD# 18835

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jerry Vincent Sanada · WESTLAKE VILLAGE, CA

Registration

CRD #2653139 · ALLIANCE ADVISORY & SECURITIES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALLIANCE ADVISORY & SECURITIES, LLC

ALLIANCE ADVISORY & SECURITIES, LLC

Oct 2001 – Dec 2024

WESTLAKE VILLAGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · October 4, 2001

Years registered · 24

Professional designations · CFP, CFA

Disclosure History

2000Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALLIANCE ADVISORY & SECURITIES, LLC

CRD 18835 · SEC 801-67105

AUM

$608M

Regulatory assets under management

Employees

2,604 client accounts

Services offered by ALLIANCE ADVISORY & SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALLIANCE ADVISORY & SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Jerry Vincent Sanada offer?

Jerry Vincent Sanada specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Jerry Vincent Sanada's credentials?

Jerry Vincent Sanada holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jerry Vincent Sanada located?

Jerry Vincent Sanada is based in WESTLAKE VILLAGE, California, last registered with ALLIANCE ADVISORY & SECURITIES, LLC.

How does Jerry Vincent Sanada charge for services?

Jerry Vincent Sanada's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLIANCE ADVISORY & SECURITIES, LLC?

ALLIANCE ADVISORY & SECURITIES, LLC has approximately 25 employees and manages $608M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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