Unclaimed Profile

Jeffrey Thomas Garagliano

ALLIANCE ADVISORY & SECURITIES, LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 7TO, Series 14, Series 24, Series 66Clean record18 years registeredALLIANCE ADVISORY & SECURITIES, LLC

31248 E. OAK CREST DRIVE STE 100, WESTLAKE VILLAGE, CA 91361CRD# 3208095Firm CRD# 18835

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Thomas Garagliano · WESTLAKE VILLAGE, CA

Registration

CRD #3208095 · ALLIANCE ADVISORY & SECURITIES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

ALLIANCE ADVISORY & SECURITIES, LLC

Dec 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 14

Series 24

Series 66

Registration record

First registered · December 3, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLIANCE ADVISORY & SECURITIES, LLC

CRD 18835 · SEC 801-67105

AUM

$608M

Regulatory assets under management

Employees

2,604 client accounts

Services offered by ALLIANCE ADVISORY & SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALLIANCE ADVISORY & SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Thomas Garagliano offer?

Jeffrey Thomas Garagliano specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Jeffrey Thomas Garagliano's credentials?

Jeffrey Thomas Garagliano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Thomas Garagliano located?

Jeffrey Thomas Garagliano is based in WESTLAKE VILLAGE, California, working with ALLIANCE ADVISORY & SECURITIES, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Jeffrey Thomas Garagliano charge for services?

Jeffrey Thomas Garagliano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLIANCE ADVISORY & SECURITIES, LLC?

ALLIANCE ADVISORY & SECURITIES, LLC has approximately 25 employees and manages $608M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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