Unclaimed Profile

Thomas Willon Fields

FMB WEALTH MANAGEMENT·WESTLAKE VILLAGE, California

Series 7, Series 24, Series 63Clean record21 years registeredFMB WEALTH MANAGEMENT

2659 TOWNSGATE ROAD, SUITE 246, WESTLAKE VILLAGE, CA 91361CRD# 1520125Firm CRD# 122309

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Willon Fields · WESTLAKE VILLAGE, CA

Registration

CRD #1520125 · FMB WEALTH MANAGEMENT · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FMB WEALTH MANAGEMENT

SOHO FINANCIAL SERVICES LLC

Mar 2014 – Jun 2014

MONTECITO, CA

FMB RETIREMENT SERVICES

Jul 2012 – Jul 2018

WESTLAKE VILLAGE, CA

FMB WEALTH MANAGEMENT

Feb 2005 – Jul 2018

WESTLAKE VILLAGE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · February 22, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FMB WEALTH MANAGEMENT

CRD 122309 · SEC 801-61556

AUM

$452M

Regulatory assets under management

Employees

794 client accounts

Services offered by FMB WEALTH MANAGEMENT

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FMB WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Thomas Willon Fields offer?

Thomas Willon Fields specializes in Investment Management, Fee-Only Advisory.

What are Thomas Willon Fields's credentials?

Thomas Willon Fields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Willon Fields located?

Thomas Willon Fields is based in WESTLAKE VILLAGE, California, last registered with FMB WEALTH MANAGEMENT.

How does Thomas Willon Fields charge for services?

Thomas Willon Fields's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FMB WEALTH MANAGEMENT?

FMB WEALTH MANAGEMENT has approximately 12 employees and manages $452M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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