Unclaimed Profile

Stephen Hans Wagner

INTEGRITY WEALTH ADVISORS, LLC·VENTURA, California

SIE, Series 6, Series 7, Series 24, Series 63CFP29 years registeredINTEGRITY WEALTH ADVISORS, LLC

196 S. FIR ST., VENTURA, CA 93001CRD# 2193508Firm CRD# 281708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Hans Wagner · VENTURA, CA

Registration

CRD #2193508 · INTEGRITY WEALTH ADVISORS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

INTEGRITY WEALTH ADVISORS, INC.

Feb 2016 – present

LPL FINANCIAL LLC

Sep 2017 – Jan 2018

VENTURA, CA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Sep 2009 – Feb 2016

VENTURA, CA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Jul 1997 – Sep 2009

VENTURA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

2025Employment Separation After Allegations

2014Customer Dispute·Denied

2010Customer Dispute·Settled

2001Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTEGRITY WEALTH ADVISORS, LLC

CRD 281708 · SEC 801-113205

AUM

$312M

Regulatory assets under management

Employees

1,599 client accounts

Services offered by INTEGRITY WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEGRITY WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Hans Wagner offer?

Stephen Hans Wagner specializes in Financial Planning, Investment Management. Contact their office in VENTURA, California for a consultation.

What are Stephen Hans Wagner's credentials?

Stephen Hans Wagner holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stephen Hans Wagner located?

Stephen Hans Wagner is based in VENTURA, California, working with INTEGRITY WEALTH ADVISORS, LLC. Their office serves clients in the VENTURA metropolitan area and surrounding communities.

How does Stephen Hans Wagner charge for services?

Stephen Hans Wagner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEGRITY WEALTH ADVISORS, LLC?

INTEGRITY WEALTH ADVISORS, LLC has approximately 14 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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