Unclaimed Profile

Kevin Helmut Paffrath

PLATO'S PHILOSOPHY, LLC·VENTURA, California

SIE, Series 7TO, Series 14, Series 24, Series 27, Series 63, Series 653 years registeredPLATO'S PHILOSOPHY, LLC

8164 PLATINUM STREET, VENTURA, CA 93004CRD# 7493981Firm CRD# 319564

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Helmut Paffrath · VENTURA, CA

Registration

CRD #7493981 · PLATO'S PHILOSOPHY, LLC · 3 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PLATO'S PHILOSOPHY, LLC

PLATO'S PHILOSOPHY, LLC

Oct 2022 – Feb 2025

VENTURA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 14

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · October 11, 2022

Years registered · 3

Disclosure History

2023Civil·Pending

2023Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PLATO'S PHILOSOPHY, LLC

CRD 319564 · SEC 801-126714

AUM

$39M

Regulatory assets under management

Employees

1 client accounts

Services offered by PLATO'S PHILOSOPHY, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PLATO'S PHILOSOPHY, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Helmut Paffrath offer?

Kevin Helmut Paffrath specializes in Investment Management.

What are Kevin Helmut Paffrath's credentials?

Kevin Helmut Paffrath is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Helmut Paffrath located?

Kevin Helmut Paffrath is based in VENTURA, California, last registered with PLATO'S PHILOSOPHY, LLC.

How does Kevin Helmut Paffrath charge for services?

Kevin Helmut Paffrath's firm is compensated through other: fixed basis points of overall expense ratio. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLATO'S PHILOSOPHY, LLC?

PLATO'S PHILOSOPHY, LLC has approximately 4 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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