Unclaimed Profile

Mattawe Philip Clements

CLEMENTS INVESTMENT MANAGEMENT·VENTURA, California

Series 6, Series 7, Series 63, Series 6521 years registeredCLEMENTS INVESTMENT MANAGEMENT

2021 SPERRY AVENUE, SUITE 41, VENTURA, CA 93003CRD# 2165191Firm CRD# 168857

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mattawe Philip Clements · VENTURA, CA

Registration

CRD #2165191 · CLEMENTS INVESTMENT MANAGEMENT · 21 years registered

Brand Profile

Not yet started

Career History

CLEMENTS INVESTMENT MANAGEMENT

Mar 2016 – present

CLEMENTS INVESTMENT MANAGEMENT

Jan 2015 – Dec 2015

VENTURA, CA

CLEMENTS INVESTMENT MANAGEMENT

Nov 2013 – Dec 2014

VENTURA, CA

PENNIALL & ASSOCIATES

Oct 2011 – Feb 2014

PASADENA, CA

WORLD EQUITY GROUP, INC.

Sep 2010 – Oct 2011

VENTURA, CA

WEALTH PLANNING AND MANAGEMENT

Feb 2009 – Oct 2011

WOODLAND HILLS, CA

FINANCIAL NETWORK INVESTMENT CORPORATION

Apr 2005 – May 2009

VENTURA, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 5, 2005

Years registered · 21

Disclosure History

2012Customer Dispute·Denied

1999Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLEMENTS INVESTMENT MANAGEMENT

CRD 168857 · SEC 801-78483

AUM

$1M

Regulatory assets under management

Employees

8 client accounts

Services offered by CLEMENTS INVESTMENT MANAGEMENT

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CLEMENTS INVESTMENT MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Mattawe Philip Clements offer?

Mattawe Philip Clements specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in VENTURA, California for a consultation.

What are Mattawe Philip Clements's credentials?

Mattawe Philip Clements is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mattawe Philip Clements located?

Mattawe Philip Clements is based in VENTURA, California, working with CLEMENTS INVESTMENT MANAGEMENT. Their office serves clients in the VENTURA metropolitan area and surrounding communities.

How does Mattawe Philip Clements charge for services?

Mattawe Philip Clements's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEMENTS INVESTMENT MANAGEMENT?

CLEMENTS INVESTMENT MANAGEMENT has approximately 1 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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