Unclaimed Profile

Stephen Joseph Kipp

KIPP FINANCIAL GROUP, INC.·VENTURA, California

SIE, Series 7, Series 22, Series 24, Series 6336 years registeredKIPP FINANCIAL GROUP, INC.

950 COUNTY SQUARE DRIVE, VENTURA, CA 93003CRD# 1255862Firm CRD# 108811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Joseph Kipp · VENTURA, CA

Registration

CRD #1255862 · KIPP FINANCIAL GROUP, INC. · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KIPP FINANCIAL GROUP, INC.

NPB FINANCIAL GROUP, LLC

Aug 2015 – Nov 2016

VENTURA, CA

KIPP FINANCIAL GROUP, INC.

Jul 1990 – Aug 2017

VENTURA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · July 10, 1990

Years registered · 36

Disclosure History

2017Regulatory·Final

2015Regulatory·Final

2014Regulatory·Final

2012Customer Dispute·Settled

2010Customer Dispute·Denied

2010Employment Separation After Allegations

2007Customer Dispute·Denied

2001Customer Dispute·Closed-No Action

9 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KIPP FINANCIAL GROUP, INC.

CRD 108811 · SEC 801-36879

AUM

$124M

Regulatory assets under management

Employees

1,059 client accounts

Services offered by KIPP FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KIPP FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Joseph Kipp offer?

Stephen Joseph Kipp specializes in Financial Planning, Investment Management.

What are Stephen Joseph Kipp's credentials?

Stephen Joseph Kipp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Joseph Kipp located?

Stephen Joseph Kipp is based in VENTURA, California, last registered with KIPP FINANCIAL GROUP, INC..

How does Stephen Joseph Kipp charge for services?

Stephen Joseph Kipp's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KIPP FINANCIAL GROUP, INC.?

KIPP FINANCIAL GROUP, INC. has approximately 4 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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