Unclaimed Profile

Brian Patrick Sweeney

PLATO'S PHILOSOPHY, LLC·VENTURA, California

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 82TO, Series 99TOClean record9 years registeredPLATO'S PHILOSOPHY, LLC

8164 PLATINUM STREET, VENTURA, CA 93004CRD# 4174087Firm CRD# 319564

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Patrick Sweeney · VENTURA, CA

Registration

CRD #4174087 · PLATO'S PHILOSOPHY, LLC · 9 years registered

Brand Profile

Not yet started

Career History

MINISTRY PARTNERS SECURITIES, LLC

Jul 2025 – present

BG WORLDWIDE SECURITIES, INC.

Sep 2024 – present

OPAL SECURITIES, INC.

Aug 2022 – present

MINISTRY PARTNERS SECURITIES, LLC

Feb 2022 – present

CADARET GRANT & CO INC

May 2023 – Oct 2024

Little Silver, NJ

PLATO'S PHILOSOPHY, LLC

Oct 2022 – Aug 2023

VENTURA, CA

THURSTON SPRINGER ADVISORS

Aug 2020 – Mar 2022

INDIANAPOLIS, IN

THURSTON SPRINGER FINANCIAL

Jan 2017 – Jan 2022

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Series 82TO

Series 99TO

Registration record

First registered · January 30, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLATO'S PHILOSOPHY, LLC

CRD 319564 · SEC 801-126714

AUM

$39M

Regulatory assets under management

Employees

1 client accounts

Services offered by PLATO'S PHILOSOPHY, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PLATO'S PHILOSOPHY, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Patrick Sweeney offer?

Brian Patrick Sweeney specializes in Investment Management. Contact their office in VENTURA, California for a consultation.

What are Brian Patrick Sweeney's credentials?

Brian Patrick Sweeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Patrick Sweeney located?

Brian Patrick Sweeney is based in VENTURA, California, working with PLATO'S PHILOSOPHY, LLC. Their office serves clients in the VENTURA metropolitan area and surrounding communities.

How does Brian Patrick Sweeney charge for services?

Brian Patrick Sweeney's firm is compensated through other: fixed basis points of overall expense ratio. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLATO'S PHILOSOPHY, LLC?

PLATO'S PHILOSOPHY, LLC has approximately 4 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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